Financial Checklist
4.8/5 with 477 votes
Table of Contents
Introduction
Our Financial Checklist is designed to guide you through the crucial steps of managing your finances effectively. From preparing for meetings with advisors to setting and reviewing your financial goals, this template ensures you are well-equipped to make informed decisions. Utilize the Checklist App to save and customize your checklist, keeping track of your progress seamlessly across devices. Collaborate easily with family members or financial advisors to stay aligned on your financial journey and enhance your planning experience.
Save the full checklist and customize it later.
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- Before the meeting with a financial advisor
- Decide what you hope to accomplish financially within the next year or two.
- Ask yourself how confident do you feel about where you are today.
- Ask yourself how confident do you feel about reaching your financial goals for the future.
- Think what level of risk you are most comfortable with.
- Decide how involved you want to be in investment decision-making.
- Think what are your top areas of financial concern today.
- Decide what do you most look forward to doing in the future.
- Prepare a list of any other questions you have regarding your current financial situation.
- Prepare supporting documents for accounts or areas of your financial picture that you feel deserve immediate attention.
- Prepare a list of future dreams and financial goals you would like to achieve
- Your first meeting
- Listen to the advisor carefully as to be able to tailor a financial plan that meets your specific needs.
- Discuss with the advisor an approach to creating a financial plan.
- Review the details of the planning process and find out how a financial plan could help you reach your goals.
- Discuss the investment options.
- Discuss the type of financial service relationship that would best suit your needs.
- Discuss the fee structure.
- After the meeting
- Evaluate information and discuss your priorities.
- Review the financial plan.
- During each follow-up financial plan meeting with your advisor review your plan and your progress and make adjustments as needed.
- Keep the advisor up-to-date on anything that might affect your plan.
Download or Print this Financial Checklist
Get a printable version of this checklist in your preferred format: PDF, Word, Excel, or print directly from your browser.
Presented by:
John F. Smith
Stats
Views
933
Views: 933
Uses
50
Uses: 50
Tasks
23
Tasks: 23
Who it's for
This Financial Checklist is for teams that want consistent execution, less rework, and clear ownership.
- Standardize quality - run the same Financial steps every time, regardless of who executes
- Save time - reuse a proven Financial workflow instead of rebuilding processes from scratch
- Improve accountability - assign owners and see what's done vs. what's pending
- Onboard faster - use the Financial checklist as the SOP and training guide
- Coordinate across roles - handoffs are clear and everyone works from the same source of truth
How to use it
How to use this Financial Checklist:
- Start by saving it - save as a Template if you'll reuse it, or as a Checklist if it's a one-off project.
- Customize it once for your workflow - remove what doesn't apply and add your team-specific steps.
- Assign ownership and execute - set owners/due dates where needed and track completion as work happens.
- Reuse without rebuilding - when Financial comes up again, start from your saved version and run it with clear ownership.
Rate this Checklist
5 stars
Scores 4.80 with 477 votes